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Transaction Type
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Charge
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Min. & Max. Charge
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Settlement Date
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Brokerage
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(Negotiable)
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Min. $100 (Netgotiable)
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T+2
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$1 per $1,000 of consideration (0.1%)
(Any fraction of $1,000 of consideration shall be rounded up to the nearest $1,000)
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Min. $1
(Any fraction of $1 in Stamp Duty payable shall be rounded up to the nearest $1)
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T+2
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Transaction Levy (Securities and Bonds)
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0.004% of consideration
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N/A
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T+2
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|
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Trading Fee (Securities and Bonds)
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0.005% of consideration
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N/A
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T+2
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|
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CCASS Fee (Securitiess and Bonds)
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0.002% of consideration
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Min. $2, Max. $1000
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T+2
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|
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Stocks Custodian Fee
(for margin clients only)
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$0.015 per board / odd lot
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N/A
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Last working day of each month
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Bonds Custodian Fee
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$0.015 per board/ consideration
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N/A
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Last working day of each month
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IPO / Placement Application
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$100 per transaction
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N/A
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Date of Event
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Settlement Instruction (SI)
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(1) Delivery
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0.01% of gross value of last trading day’s closing price
plus input fee $5
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Min. $15
Max. $1,005
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Date of Event
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(2) Receive
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Free
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N/A
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Date of Event
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Interest
(for Margin Account only)
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Prime rate + 3% per annum
(except for special agreement)
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N/A
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Last day of each month
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(1)Stock Withdrawal
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$5 per board / odd lot
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N/A
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Date of delivery
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|
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(2)Stock Deposit
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Free
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N/A
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Date of delivery
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(1) Cash Dividend / Scrip Option
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0.5% of cash dividend
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Min. $20, Max. $15,000
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Deduct from cash dividend
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|
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(2) Bonus Shares / Bonus Warrants
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$2 per board / odd lot
(based on no. of bonus shares / warrants)
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Min. $20, Max. $500
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Bonus allocation date
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(1)
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Share Subdivision / Share Consolidation / Re-organisation
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$50 per transaction
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N/A
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Two working days after the Date of Event
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(2)
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Rights / Warrants Subscription
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$0.80 per board / odd lot
plus $100 handling charge
(plus scrip fee, if any)
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Max. $10,100
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Date of Event
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|
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(3)
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Privitisation /Cash Offer
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$2 per board / odd lot
$1 for 500 lots thereafter
(plus stamp duty & scrip fee)
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Min. $20
(exclude stamp duty & scrip fee)
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Deduct from cash consideration
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|
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(4) Share Exchange
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$2 per lot/odd lot
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Min $20
Max. $20,000
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Two working days after the Date of Event
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|
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Dividend / Bonus Claim
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$400 per claim (charged whether the claim is succeed or not)
plus Dividend / Bonus Collection Charge
(plus any out-of-pocket expenses)
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N/A
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Date of Dividend / Bonus Allocation
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Registration and Transfer
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|
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(1)
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Share register on book-close date for entitlement collection
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$2 per board / odd lot
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N/A
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Date of entitlement allocation
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(2)
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Share register on book-close date but not involve any entitlement
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$1 per board / odd lot
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N/A
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(a)
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If no book-close date is announced by the issuer of the registered securities in the past 12 months, 31st December to be deemed a book-close date. The relevant scrip fee to be charged after 31st December.
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(b)
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2 working days after the book-close date announced by the issuer of the registered securities without receipt of any entitlement
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Statement Re-print
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$80 per month
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N/A
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Date of Event
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|
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Dormant Account
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$50
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N/A
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If an account is dormant in the past 12 months, handling fee to be charged after the expiry date of the past 12 months.
|
|
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Bounced Cheque
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$200 per cheque
per transaction
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N/A
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Date of Event
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